articles: MiFID II Academy

MiFID II creates opportunities for savings for firms through R&D Tax Credits

MiFID II is nearly here and technological enhancements, as a result of MiFID II, have been a critical part of the change process and are expected to continue well into the future. Many companies have been forced into further developing and extending their software solutions and this is where there may be scope to claim back a portion of the development costs related to R&D activity.

MiFID II - the final furlong

With just 36 working days remaining of 2017 and until the implementation of MiFID II, we are seeing mixed progress towards compliance, with some firms just completing the first hurdle as they progress through the gap analysis stage. While others have demonstrated strong progress towards implementing solutions and now have the finish line in sight, as we enter the final furlong.

MiFID II countdown – five months to go

On 3 July, the FCA published policy statement PS17/14 detailing their final rules on conduct of business and client assets as part of the implementation of MiFID II in the UK. In this article we focus on the new conduct requirements and provide a brief outline on the main changes being introduced on best execution, investment research and inducements.