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Insurance Sector Regulatory Alert Service |
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Welcome to Moore Stephens' Regulatory Alert Service for the Insurance Industry, designed to help you keep up-to-date with regulatory developments.
To receive these Regulatory Insurance Alerts automatically, email briefing@moorestephens.com with your name and company details.
Regulatory alerts June 2009
 Insurance industry still falling short on embedding risk management
Solvency II
Insurance broker fined for failing to control its Appointed Representative
New head of insurance sector at FSA
Regulatory alerts May 2009
FSA changes approach to judging competence of senior management
The regulator’s role in judging competence
Financial crime controls in offshore centres
FSA reassesses good and poor practices in key features documents
Regulatory alerts April 2009
Solvency II - European Parliament approves proposed Directive
Insurance fraud by insurance brokers
Former CEO banned by FSA
FSA to go ahead with changes to the Financial Services Compensation Scheme
Regulatory alerts March 2009
Solvency II - is yours a model business?
Free seminar: IT security for the insurance industry
Cancellation or varying of permissions
Deregulation of freight forwarding
Claims handler find for control failings and misleading clients
FSA survey
FSA strengthens enforcement team
Regulatory alerts February 2009
FSA seeks withdrawal of single premium PPI with unsecured personal loans
FSA publishes Financial Risk Outlook
FSA publishes 2009/2010 business plan
FSA appoints Mark Norris as Chief Operating Officer
Regulatory alerts January 2009
Consumer responsibility
CEA sets out key issues from QIS4
Aon Limited fined £5.25 million
FSA welcomes moves to stop selling PPI
FSA fines double in 2008
Regulatory alerts December 2008
31 December TCF deadline
Egg Banking fined £721,000
Individual fined £35,000 for falsely claiming FSA approval
Financial services practitioner panel survey
FSA warns that 11,000 UK shareholders may be fraud targets
Regulatory alerts November 2008
FSA accelerates full integration of TCF into core supervisory work
TCF healthcheck
The FSA and Solvency II
Significant improvements in comparison websites
New website for small firms
GABRIEL - Technical issues
Regulatory alerts October 2008
TCF seminar
Non-executive directors: What to expect from an ARROW visit
Remuneration policies
£7 million fine for PPI sale
EU insurers pass QIS 4 test: CEIOPS
Regulatory alerts September 2008
Is the insurance industry treating customers fairly?
Treating Customers Fairly Assessment Programme
Unfair contract terms - What can the FSA do?
Insurance directors fined for client money deficit
Insurance Sector Briefing: Risk and Capital Management update
Changes to use of FSA logo
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