Applications and permissions

We offer assistance with your regulatory application and other applications for approval of individuals, variation of permission, change in controller and waivers. We work with you to build the application pack with all forms and relevant documents and can help with regulator queries.

We can do as little or as much as you require in this process. Some clients come to us with an idea and we help develop this into a tax efficient structure, business plan and application pack, and others will complete the application pack themselves and we will simply review this for them to ensure it is complete, prior to submission to the regulators. Many of our clients will be somewhere in between these points, but whatever level of assistance is required from us, you are guaranteed support throughout the application.

Areas where we provide application support include:
 
  • Consumer Credit Approval
  • Variation of Permissions
  • New company Approval applications
  • New Individual applications including: Approved Persons, Senior Management, Significant Oversight or Risk Taker applications
  • New Fund Applications (AIF & AIFMD applications)