Training

Now more than ever, it is important that all senior management and the key personnel in a CASS firm clearly understand their obligations and requirements under the CASS regime as the FCA has made ensuring that firms are able to protect client money and assets a priority.
 
Thanks to our extensive experience of working with CASS firms, our collaboration with the FCA on the s166 front and our understanding of the latest regulatory requirements, we are able to provide training to your senior management and your CF10a on their responsibilities and the practical application of the CASS rules to your firm.  
 
Our bespoke training is designed to meet the needs of your organisation. We take a proportional approach in meeting your needs by taking into consideration the firm’s business model, CASS firm classification and any other requirements that apply to your business.