What does the future hold for businesses and individuals?
As an FCA regulated firm it is important that you have mechanisms in place to allow employees to voice concerns internally in a responsible and effective manner.
Our Regulatory Update focuses on the key regulatory challenges and developments facing the financial sector and aims to keep you ahead of the curve.
Consumer credit has been brought under the FCA, with the focus on the fair treatment of customers and transparency of credit agreements. Our factsheet covers the key questions.
The new senior managers and certification regime (SM&CR) will replace the current approved persons regime for some firms. Read our Q&A factsheet to find out more.
Moore Stephens was announce as the 2015 winner of the Top 50 Audit Team of the Year at the British Accountancy Awards.
The Common Reporting Standard is a game-changer in the global fight against tax evasion. We have put together an analysis on what firms will need to do.
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With the introduction of the FCA's 2016/2017 business plan. Our recent seminar covered the main points to consider.
The new reporting obligations take effect from 31 December 2016, find out how these requirements will apply to your business.
Governance, risk & assurance
The FCA and PRA have the power to commission reviews by Skilled Persons when a firm’s activities cause the regulator concern or when they require further analysis. If you are subject to such a review, find out how our specialist team can help you.