The guide highlights the importance of firms taking steps to reduce financial crime risks in this sector, particularly those firms who act as direct to consumer and peer to peer lenders.
The new senior managers and certification regime (SM&CR) will replace the current approved persons regime for some firms. Read our Q&A factsheet to find out more.
Tackle Brexit uncertainty with our real-time business guides for all situations.
Our Regulatory Update focuses on the key regulatory challenges and developments facing the financial sector and aims to keep you ahead of the curve.
Consumer credit has been brought under the FCA, with the focus on the fair treatment of customers and transparency of credit agreements. Our factsheet covers the key questions.
As an FCA regulated firm it is important that you have mechanisms in place to allow employees to voice concerns internally in a responsible and effective manner.
With the introduction of the FCA's 2016/2017 business plan. Our recent seminar covered the main points to consider.
The FCA and PRA have the power to commission reviews by Skilled Persons when a firm’s activities cause the regulator concern or when they require further analysis. If you are subject to such a review, find out how our specialist team can help you.
An overview of regulatory change in 2016/2017
The new reporting obligations take effect from 31 December 2016, find out how these requirements will apply to your business.
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Governance, risk & assurance