articles: compliance

Do you need a DPO?

With the constant discussion currently around the impending General Data Protection Regulation (GDPR), the role of a Data Protection Officer (DPO) or data compliance officer (DCO) has never been so much in the public eye than lately. With less than six months until implementation of GDPR, organisations need to start assessing their possible requirement for a DPO.

PRIIPS and MiFID II: Cost and charges considerations

Two key pieces of regulation that impact how firms demonstrate transparency to clients when interacting with them throughout the lifecycle of a relationship, went live this week: Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation and the Markets in Financial Instruments Directive II (MiFID II).
 

MiFID II creates opportunities for savings for firms through R&D Tax Credits

MiFID II is nearly here and technological enhancements, as a result of MiFID II, have been a critical part of the change process and are expected to continue well into the future. Many companies have been forced into further developing and extending their software solutions and this is where there may be scope to claim back a portion of the development costs related to R&D activity.

MiFID II - the final furlong

With just 36 working days remaining of 2017 and until the implementation of MiFID II, we are seeing mixed progress towards compliance, with some firms just completing the first hurdle as they progress through the gap analysis stage. While others have demonstrated strong progress towards implementing solutions and now have the finish line in sight, as we enter the final furlong.