1 April 2014 was the first birthday of the FCA and they published their Business Plan
for 2014/15 and their Risk Outlook
. The Business Plan sets out the activities that the FCA intend to carry out in 2014 in pursuance of their objectives.
How we can help
The Moore Stephens Regulatory Compliance team can assist you in developing your approach and plan to deal with the increased regulatory scrutiny on conduct issues, whether they relate to financial crime, conflicts of interest or product governance.
For further information, please contact a member of our team.